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comply

Account Executive

$120k – $150k/yr New York, US on-site full time mid Jan 14, 2026

About this role

Who Are We:   Comply is the leading provider of compliance SaaS and consulting services for the global financial services sector. With more than 5,000 clients and hundreds of employees across the globe, Comply empowers Chief Compliance Officers and their teams to proactively manage regulatory obligations, mitigate risk, and scale with efficiency and confidence.   Comply serves thousands of global financial services clients including broker-dealers, insurers, investment banks, private funds, RIAs, and wealth managers who rely on Comply offerings to power their compliance programs.   To learn more about Comply, visit comply.com   The Role:   We are looking for a high energy and self-motivated Account Executive-Core to join our team. You will play a crucial role and act as a trusted resource in helping registered investment adviser (RIA), hedge funds, private equity, and other financial firms solve their regulatory compliance, operations, and technology challenges.    In your regional territory, you will lead the sales efforts for our industry leading Comply for RIA, Illumis, and Comply Platform solutions.  These are online software as a service (SaaS) technology and services platform that helps registered investment adviser (RIA), hedge funds, private equity, and other financial firms automate and better manage regulatory compliance requirements. Expert consulting can be combined with our software to provide guidance and expertise. To thrive in this role, you must utilize the right mix of diligence and creativity to become a trusted and valued resource to new and prospective clients while reaching your sales goals.  To learn more about our values, mission and the wide-range of perks offered to employees at Comply, visit https://www.comply.com/careers/.   Comply is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, disability, sex, sexual orientation, gender identity, or national origin. Nothing in this job posting should be construed as an offer or guarantee of employment.   Applicants must be authorized to work for any employer in the United States. Currently, we are unable to sponsor or take over sponsorship of an employment Visa at this time.   Comply is aware of scammers posing as Comply employees and extending job offers via direct messaging, texts and social media platforms. These are fraudulent and should be treated as such. To learn more about this, please review our Statement of Fraudulent Job Offers.   country: all locations: [New York, NY] commitment: Full-Time department: location: New York, NY team: Sales Responsibilities: : Prospect within your assigned territory in order to build a pipeline and achieve sales goals  Lead demos showcasing our Comply for RIA, Illumis, and Comply Platform online compliance software applications and other products and services to prospective clients  Accurately maintain your pipeline and provide reliable forecasts  Utilize your creativity and drive to build relationships and close business  Attend various sales events including meetings, seminars, and training  Track and forecast all activities via Salesloft and Salesforce CRM  Skills and Qualifications: : 3+ years of sales experience, ideally in a financial services, SaaS, or FinTech environment  Ability to quickly understand our solutions in order to effectively sell  Proven track record of closing new business over a sustained period and exceeding sales targets  Enthusiasm for helping our clients improve their business  Passion for working in a fast-paced small company environment with a high level of self-motivation and organization  Attention to detail and ability to manage the sales cycle and from beginning to end  Demonstrated ability to collaborate and build relationships  Bachelor's degree in business, marketing, or related field  New York Metropolitan area candidates preferred, with client-facing expectations in a defined geographic territory
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