finra

Recent positions

• Senior Manager, SEC Reporting & Technical Accounting

  marketaxesscorporation · 12d ago

  $175k – $235k

  director · hybrid · full time · New York

  excel sec reporting finra focus ixbrl
  Apply

• Chief AML Officer

  ibkr · 12d ago

  $200k – $300k

  director · hybrid · full time · Chicago

  aml sec bsa cams fincen finra
  Apply

• AI-Enabled Compliance Reviewer

  norm-ai · 17d ago

  $100k – $140k

  mid · remote · full time · New York

  sec finra compliance technology
  Apply

• Senior Regional Compliance Associate

  fartherfinance · 18d ago

  senior · on-site · full time · Dallas

  sec finra
  Apply

• Group DR/BCP Program Manager

  webull · 19d ago

  $90k – $115k

  mid · on-site · full time · Saint Petersburg

  aws cbcp sec finra aws cloud practitioner abcp
  Apply

• Controller

  brileysecurities · 20d ago

  $150k – $190k

  senior · on-site · full time · Arlington, Los Angeles

  excel gaap netsuite claude sec finra
  Apply

• Investment Product Marketer, Alternative Investments - Assistant Vice President / Vice President

  icapitalnetwork · 23d ago

  $120k – $175k

  vp · on-site · full time · Greenwich, New York

  sec finra alternative investments
  Apply

• Investment Product Marketer, Alternative Investments- Assistant Vice President / Vice President

  icapitalnetwork · 23d ago

  $120k – $175k

  vp · hybrid · full time · Greenwich, New York

  sec finra alternative investments
  Apply

• Director, US Broker-Dealer Compliance

  crypto · 24d ago

  director · hybrid · full time

  sec finra
  Apply

• Associate Director of Compliance

  webull · 26d ago

  $135k – $165k

  director · on-site · full time · New York

  sec finra
  Apply

• Senior Accountant - Broker-Dealer

  webull · Apr 22, 2026

  $110k – $165k

  senior · on-site · full time · New York

  excel netsuite sec finra
  Apply

• Director Private Securities

  forgeglobal · Apr 14, 2026

  $200k – $350k

  director · hybrid · full time · San Francisco

  finra
  Apply

• Director, Business Operations (Risk Management)

  cimgroup · Apr 9, 2026

  $160k – $180k

  director · on-site · full time · Los Angeles

  excel nist sox sec itgc finra +1
  Apply

• Sales and Distribution Compliance, Senior Vice President

  icapitalnetwork · Apr 9, 2026

  $190k – $225k

  vp · hybrid · full time · Greenwich, New York, Salt Lake City

  sec suitability finra
  Apply

• Regulatory and Compliance, LATAM - Assistant Vice President / Vice President

  icapitalnetwork · Apr 8, 2026

  $135k – $175k

  vp · hybrid · full time · Greenwich, Miami

  sec finra regulation s regulation d
  Apply

• Registered Fund Attorney - Vice President

  icapitalnetwork · Apr 8, 2026

  $200k – $240k

  vp · on-site · full time · Greenwich, New York, Salt Lake City

  sec finra 1940 act 1933 act
  Apply

• Registered Fund Attorney - Vice President

  icapitalnetwork · Apr 8, 2026

  $200k – $240k

  vp · hybrid · full time · Greenwich, New York, Salt Lake City

  sec finra 1940 act 1933 act
  Apply

• Brokerage Operations Manager - Saudi

  alpaca · Apr 8, 2026

  mid · remote · full time

  finra occ
  Apply

• Regional Vice President - Wholesaler (Southern California)

  proshares · Apr 6, 2026

  $125k

  director · hybrid · full time · Los Angeles

  finra proshares
  Apply

• Regional Vice President - Wholesaler (Texas)

  proshares · Apr 6, 2026

  $125k

  manager · hybrid · full time · New York

  cfa cfp caia finra proshares
  Apply