investment advisers act of 1940

Recent positions

• Fund Attorney - Assistant Vice President / Vice President

  icapitalnetwork · 19d ago

  $160k – $220k

  vp · hybrid · full time · Greenwich, New York, Salt Lake City

  investment advisers act of 1940 investment company act of 1940 securities act of 1933 securities exchange act of 1934 finra regulations
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• Fund Attorney - Assistant Vice President / Vice President

  icapitalnetwork · 19d ago

  $160k – $220k

  vp · hybrid · full time · Greenwich, New York, Salt Lake City

  investment advisers act of 1940 investment company act of 1940 securities act of 1933 securities exchange act of 1934 finra regulations
  Apply

• ETF & 1940 Act Registered Funds Compliance Officer, Vice President

  icapitalnetwork · 24d ago

  $125k – $155k

  vp · hybrid · full time · Greenwich, New York, Salt Lake City

  investment advisers act of 1940 securities laws investment company act of 1940 securities act of 1933 securities exchange act of 1934 finra regulations
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• APAC Legal Counsel - Vice President

  icapitalnetwork · Apr 9, 2026

  vp · hybrid · full time · Singapore

  investment advisers act of 1940 investment company act of 1940 fund and cross-border regulations securities act of 1933 cayman fund structures
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• Compliance Officer

  viseai · Mar 11, 2026

  $110k – $130k

  mid · on-site · full time · New York

  compliance sec investment advisers act of 1940 global relay compliancealpha
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• Senior Regulatory Counsel (Securities)

  proshares · Feb 9, 2026

  $230k – $300k

  director · on-site · full time · Bethesda

  investment advisers act of 1940 securities law investment company act of 1940 securities act of 1933 securities exchange act of 1934 commodities regulation
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• Regulatory & Compliance Attorney

  marquetteassociates · Nov 20, 2025

  hybrid · full time · Chicago

  investment advisers act of 1940 securities laws
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• 1940 Act Attorney

  open-roles · Jan 13, 2025

  $120k – $150k

  mid · remote · full time

  investment advisers act of 1940 investment company act of 1940 plain english registration statements
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• Fund Attorney - Assistant Vice President / Vice President

  icapitalnetwork · Jan 31, 2024

  $160k – $180k

  vp · hybrid · full time · Greenwich, New York, Salt Lake City

  investment advisers act of 1940 investment company act of 1940 securities act of 1933 securities exchange act of 1934 finra regulations
  Apply